General information
Entity
About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB)
Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet size (The Banker, July 2022).
8,600 employees in more than 30 countries across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world.
Crédit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking and international trade.
The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients.
For more information, please visit www.ca-cib.com
Twitter: https://twitter.com/ca_cib
LinkedIn: https://www.linkedin.com/company/credit-agricole-cib/
By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.
Reference
2025-99739
Update date
22/04/2025
Job description
Business type
Types of Jobs - Compliance / Financial Security
Job title
US Analyst - Global Markets Regulatory Compliance Advisory Team
Contract type
Fixed-Term Contract
Term (in months)
24
Expected start date
02/06/2025
Management position
No
Job summary
Summary:
The position's responsibilities include the following: providing advisory on regulatory and product specific inquiries for the CACIB Swap Dealer and CAS USA Inc. Broker Dealer, executing special projects for global and local initiatives, and documenting and delivering global policies, procedures and training.
Key Responsibilities:
In collaboration with stakeholders throughout the organization, assist in the development of processes, policies, and procedures to help ensure compliance with the relevant regulatory requirements, including rules and regulations issued by the SEC, FINRA, NFA, and CFTC.
Assist in executing global projects that impacts Front Office, Middle Office, Back Office, and IT functions to address compliance with SEC, FINRA, CFTC, and NFA regulatory requirements
Assist in evaluating new products and activities to ensure compliance issues are identified and addressed and an appropriate compliance program is implemented, as needed.
Coordinate with Compliance Testing and Surveillance teams to provide reasonable assurance that the firm is in compliance with applicable regulatory requirements and internal policies.
Develop and deliver training and education to make employees aware of their compliance and regulatory responsibilities.
Assist in responding to regulatory inquiries, audits, examinations and investigations.
Management and Reporting:
The position reports directly to the Head of Global Markets Regulatory Compliance Advisory in Americas.
Key Internal Contacts:
The employee will most likely interact on a regular basis with Front Office, Head Office Compliance, Middle Office, Back Office and IT support personnel.
Key External Contacts:
The employee may have occasion to interact with external consultants for special projects.
Supplementary Information
US Analyst Program Overview:
The US Analyst program offers an opportunity for recent college graduates interested in finance and investment banking to actively participate in this fast-paced and challenging industry. We provide our US Analysts with the tools necessary for professional growth and career advancement. The US Analyst experience fosters the opportunity to connect with people who can help guide your career.
The US Analyst position will be available for a maximum of 2 years. The goal of the U.S. Analyst program is to develop the ideal candidate into a potential full-time position at the end of the two years.
Salary: $80,000
Position location
Geographical area
America, United States Of America
City
NEW YORK
Candidate criteria
Minimal education level
Bachelor Degree / BSc Degree or equivalent
Experience
Minimal Qualifications:
- Candidate must have a college degree and have graduated between the timeframe of April 2024 and June 2025
- Candidate must not require Visa Sponsorship now or ever in the future (including but not limited to F1, OPT, or CPT)
- Candidate must be eligible to work in the U
Preferred Qualifications:
- Familiarity with SEC, FINRA, CFTC, and NFA regulatory requirements
- Knowledge of financial products including swaps and derivatives (i.e., FX and Rates) and securities products (i.e., fixed income and securities lending)
- Knowledge of Microsoft applications
- Bachelors required, Masters preferred
Languages
English
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